Principal

Associate, AML Transaction Risk Monitoring

Job Locations MY-Selangor-Kuala Lumpur
Posted Date 6 months ago(12/5/2023 4:45 AM)
Requisition ID
2023-41475
# of Openings
1
Category (Portal Searching)
Compliance & Risk

Responsibilities

To handle AMLA Transaction Monitoring matters include but not limited to conduct daily and weekly  AMLA Transaction Risk Report Analysis (“TRR”) for various sales channels such as Agency Business Development, Retirement Services and Digital Sales.

 

As per regulators’ requirement, PAM is required to conduct TRR on timely manner. Hence, the said conversion will be able to support the above requirement effectively.

 

Job Accountabilities / Key Result Areas:

  • To perform daily and weekly high AMLA Transaction Risk Report Analysis (“TRR”) for various sales channels such as Agency Business Development, Retirement Services and Digital Sales on timely manner.
  • To handle high volume of TRR cases manually due to current TESS AMLA system was not able to automate the full process of TMU’s workflow because of system limitations.
  • To prepare daily and monthly report on TRR progress for management and AMLA Taskforce updates.
  • To liaise with respective departments such as Agency Business Development, Retirement Services, Digital Sales, Branch Operations and Customer  on the additional info required from investors to conduct enhanced customer due diligence (ECDD).
  • To report suspicious TRR cases to the Compliance Department for further action.
  • To multitask on Business Continuity Plan and testing activities related matters

Qualifications

Job requirements:

  • Possess at least a Bachelor's Degree, Post-Graduate Diploma or Professional Degree in Marketing, Business Administration or its
  • At least 2 years of working experience in backend operations, preferably in the financial industry.
  • Must have good command of both verbal and written English.
  • Good analytical skills and ability to work under tight deadlines and manage tasks independently.
  • Ability to manage relationships across several entities/ departments.
  • High level of accuracy, commitment and dedication.

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